Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark H Brunco | 2588816 | 4 | 06/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kira Marie Will | 6879234 | 1 | 06/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brittany Lashay Merritt | 7316022 | 2 | 05/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bethany Marie Huff | 2816108 | 1 | 05/20/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Phoummasone John Laychaypha | 5764042 | 2 | 05/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Hugh Parker | 5185918 | 3 | 04/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Lee Gutfranski | 7673349 | 1 | 03/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Ann Johnson | 4158875 | 2 | 03/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Peter Sartini | 7521798 | 1 | 03/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig A Boone | 5105230 | 1 | 03/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |