Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adrianne Marie Scott Yturralde | 5838969 | 1 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Dale Dearmin | 2444514 | 1 | 12/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela R Zaniboni | 6865436 | 3 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela R Zaniboni | 6865436 | 3 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Donovan | 4151671 | 2 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy Lyn Melton | 4779823 | 1 | 11/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela R Zaniboni | 6865436 | 3 | 11/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Marie Menaugh | 6891290 | 1 | 11/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vanessa Nicole Bowser | 2765720 | 6 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Berryhill Davis | 3093487 | 4 | 11/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |