Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jean Guillory | 1312493 | 1 | 12/23/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Frederick Allen Williams | 2942084 | 9 | 11/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Starkey | 6092069 | 2 | 11/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Allen Williams | 2942084 | 9 | 11/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Douglas Swoyer | 7717531 | 1 | 11/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Matthew Cutting | 6973271 | 2 | 11/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Corey Alexander Madrid | 7116904 | 1 | 11/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Allen Williams | 2942084 | 9 | 10/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Tevayne Cordero | 7024219 | 2 | 10/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andres Banuelos Medina | 7704269 | 1 | 10/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |