Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chanel Janae Unga | 6910412 | 3 | 03/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Matthew Klaes | 6290035 | 1 | 03/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wissam Yacoub Tomina | 4356147 | 2 | 03/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jill Anita Hardenbrook | 6857005 | 5 | 03/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jana Elaine Evans | 4023701 | 2 | 03/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Joseph Sheehan | 2717102 | 3 | 03/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Joseph Sheehan | 2717102 | 3 | 03/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jill Anita Hardenbrook | 6857005 | 5 | 03/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shermee Kelly Zeigler | 5028053 | 1 | 03/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Michelle Jurado | 6566667 | 2 | 03/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |