Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Takwai Ho | 2389377 | 1 | 05/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew John Stack | 5654475 | 1 | 05/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Denise Hudson | 4236569 | 2 | 05/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Denise Hudson | 4236569 | 2 | 05/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley James Thebeau | 6329682 | 1 | 05/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Siffring | 4352840 | 10 | 04/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Grant Taylor Styers | 6732079 | 4 | 04/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vanessa Nicole Bowser | 2765720 | 6 | 04/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Spencer Montague | 4747488 | 3 | 04/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Spencer Montague | 4747488 | 3 | 04/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |