Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie A Martinez | 6678290 | 4 | 11/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie A Martinez | 6678290 | 4 | 11/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monique Rose Andrada | 4049678 | 1 | 11/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Michael Miller | 1124349 | 3 | 11/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian E Gavelek | 2778175 | 1 | 10/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Michael Tompkins | 7298520 | 2 | 10/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamel George Wilson | 7440839 | 1 | 10/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Daniel Scheid | 4002856 | 1 | 10/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Michael Tompkins | 7298520 | 2 | 10/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie A Martinez | 6678290 | 4 | 09/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |