Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Russell Cherra | 6713779 | 5 | 02/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kate Luang | 5985975 | 1 | 01/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar Ruben Ramirez | 5607505 | 1 | 01/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jill Anita Hardenbrook | 6857005 | 5 | 12/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hannah Elizabeth McMillan | 5184502 | 5 | 12/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher A Maten | 6319840 | 1 | 12/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Garrett Dreyer | 7459735 | 1 | 12/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric P Harris | 6757889 | 1 | 12/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Capewell Lind | 2285707 | 1 | 11/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amber Nicole Davis | 6544963 | 4 | 11/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |