Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Michael Streibich | 7495017 | 1 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Felix Leyva | 7687466 | 1 | 03/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey A Mazzanti | 4983463 | 5 | 02/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Huy M Huynh | 7173548 | 4 | 02/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey A Mazzanti | 4983463 | 5 | 02/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey A Mazzanti | 4983463 | 5 | 02/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karina J Betka | 3061403 | 3 | 02/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Amber Rae Schneider | 6649814 | 2 | 02/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cinthia Marquez | 6041946 | 1 | 01/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 13 | 01/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |