Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Thornton | 2957763 | 2 | 11/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Nilson | 6735152 | 6 | 11/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin William Bernhardt | 7834357 | 1 | 11/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Walter Kirwan | 5263053 | 2 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Allen Huber | 6924780 | 1 | 10/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kerri Lynn Mostecki | 4149635 | 1 | 10/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emily Elizabeth Sorrells | 7261186 | 3 | 10/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew T Gordon | 6801728 | 2 | 10/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yuan Kang Tang | 6447422 | 1 | 10/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Matthew Watson | 6634290 | 1 | 10/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |