Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Udeme Uko Udofia | 6846403 | 2 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garret W Kintzel | 6801673 | 1 | 02/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew S Duffield | 4801680 | 1 | 02/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James C Stebner | 2068897 | 6 | 02/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Summer Bethune | 7205530 | 3 | 02/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Solis Jr | 7175938 | 7 | 02/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric John Murzyn | 5447959 | 1 | 02/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Nantau | 6783701 | 1 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ayush Shrestha | 7336400 | 1 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark-Vincent Castro Morales | 4441033 | 6 | 01/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |