Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Lee Siffring | 4352840 | 10 | 04/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric F Price | 6961961 | 1 | 04/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Andrew Smith | 2687834 | 1 | 04/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar O Rosas | 6907646 | 2 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Solis Jr | 7175938 | 7 | 03/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brennan Roberson | 6092272 | 5 | 03/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Siffring | 4352840 | 10 | 03/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy Kay Slowik | 3028715 | 10 | 03/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Solis Jr | 7175938 | 7 | 03/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Judd Albers | 7695661 | 1 | 03/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |