Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark David Wheeler | 6629620 | 3 | 09/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ariell Lynn Cranor | 7253945 | 1 | 09/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yadira Oyuky Wright | 7035669 | 1 | 08/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Nilson | 6735152 | 6 | 08/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karin Marie Williams | 5285978 | 1 | 08/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Elaine Monahan | 7005933 | 1 | 08/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy Kay Slowik | 3028715 | 10 | 07/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luke Joseph Endres | 6834098 | 3 | 07/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Siffring | 4352840 | 10 | 07/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar O Rosas | 6907646 | 2 | 07/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |