Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harley Allen Davis | 7293775 | 1 | 09/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brennan Roberson | 6092272 | 5 | 09/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Larry Allen | 7316322 | 1 | 09/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Gabriele Oro | 7119509 | 1 | 09/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathryn Grabill | 7311099 | 1 | 09/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chelsea Lynne Florczak | 6559197 | 3 | 09/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Russell Cherra | 6713779 | 5 | 09/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Steven Panzeca | 4126796 | 1 | 09/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark David Wheeler | 6629620 | 3 | 09/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark David Wheeler | 6629620 | 3 | 09/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |