Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandy L Tezak-Shapiro | 4097485 | 1 | 01/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jon Lomax | 6939372 | 1 | 01/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Taylor Johnson | 7670505 | 2 | 12/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Delina Ethel Burks | 7295397 | 2 | 12/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Meyer | 7604565 | 1 | 12/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa M Lawson | 5105806 | 1 | 12/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chelsea Lynne Florczak | 6559197 | 3 | 12/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Max W Saferstein-Hansen | 7204838 | 1 | 12/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aubrie Grace Cartas | 6571647 | 1 | 12/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Charles Johnson | 4714268 | 11 | 12/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |