Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Myrtle Paige Jackson | 5767940 | 6 | 03/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vicky Wai Hsia | 4110511 | 4 | 03/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Sharis Haynes | 6371795 | 5 | 03/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pauline McLeod Clarke | 5746678 | 1 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margarita Reyes | 7570975 | 1 | 03/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Umut Chakan | 7813712 | 1 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Charles Johnson | 4714268 | 11 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon H Lustgarten | 6904486 | 2 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon H Lustgarten | 6904486 | 2 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Anthony Rainone | 6993480 | 1 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |