Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joanna Jean Elizabeth Payne | 4564858 | 1 | 05/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Yong Hahm | 4933517 | 2 | 05/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Yong Hahm | 4933517 | 2 | 05/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Townsend | 7727494 | 1 | 04/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark-Vincent Castro Morales | 4441033 | 6 | 04/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Cardoza | 7312442 | 1 | 04/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Orion McCormick | 6878248 | 1 | 04/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Michelle Williams | 6957447 | 3 | 04/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura M Michener | 6159743 | 1 | 04/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Helen Nailon | 7328243 | 1 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |