Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Charles Johnson | 4714268 | 11 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ella Yuryevna Ivanova | 6897239 | 11 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Hoglan Wyatt | 5266265 | 1 | 08/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myrtle Paige Jackson | 5767940 | 6 | 08/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Caston | 7504337 | 1 | 08/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ella Yuryevna Ivanova | 6897239 | 11 | 08/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Delina Ethel Burks | 7295397 | 2 | 08/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 13 | 08/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Michelle Williams | 6957447 | 3 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ethan Todd Heibel | 7120245 | 1 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |