Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Carlos Menchaca | 4601992 | 1 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Minh Ngo | 2494453 | 6 | 10/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jayson Scott Sacco | 2756369 | 1 | 10/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy Kay Slowik | 3028715 | 10 | 10/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Marie Gray | 5438853 | 5 | 10/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Leann Wells | 7041102 | 1 | 10/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Minh Ngo | 2494453 | 6 | 10/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Frank Wojtulewicz | 2424578 | 4 | 10/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myrtle Paige Jackson | 5767940 | 6 | 10/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Matthew Bowen | 4385504 | 1 | 10/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |