Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas James Simmons | 6391319 | 6 | 01/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marissa Rose Voelkerding | 7203015 | 1 | 01/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler S Dyson | 7140991 | 3 | 01/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Allen Mars | 6652545 | 1 | 12/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Marie Gray | 5438853 | 5 | 12/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myrtle Paige Jackson | 5767940 | 6 | 12/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Walter Skinner | 4172043 | 2 | 12/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Therese M Reinholdt | 7567854 | 9 | 12/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brennan Roberson | 6092272 | 5 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Foster | 7546590 | 2 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |