Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Briana Holt | 7659117 | 1 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 13 | 03/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Gayle Trujillo | 7611901 | 1 | 03/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phoummasone John Laychaypha | 5764042 | 2 | 03/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Lynn Clark | 7500678 | 3 | 03/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wanda Marchelle Oliver | 1162735 | 3 | 03/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wanda Marchelle Oliver | 1162735 | 3 | 03/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wanda Marchelle Oliver | 1162735 | 3 | 03/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Nicole Hollings | 6121904 | 14 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Simmons | 6391319 | 6 | 02/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |