Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Elizabeth Thiemann | 7038024 | 1 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amber Nicole Davis | 6544963 | 4 | 04/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| India Hadiyah Edouard | 7688830 | 1 | 04/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Marie Gray | 5438853 | 5 | 04/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Marie Gray | 5438853 | 5 | 04/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen F Wescott | 4231676 | 1 | 04/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarrod Bell | 7480720 | 1 | 04/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridgette Ann Dougherty | 4586045 | 3 | 04/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler S Dyson | 7140991 | 3 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Therese M Reinholdt | 7567854 | 9 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |