Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ella Yuryevna Ivanova | 6897239 | 11 | 08/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Defilippis | 1241288 | 2 | 08/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myrtle Paige Jackson | 5767940 | 6 | 08/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 13 | 07/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Coleman Hurley | 7450294 | 1 | 07/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Allan Stanton | 6136170 | 1 | 07/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kaija Bruveris | 5456067 | 1 | 07/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juanita E Fahrendorf | 4069366 | 1 | 07/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amber Nicole Davis | 6544963 | 4 | 07/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dana L Palmer | 4621857 | 1 | 07/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |