Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aimee Michelle Carlisle | 7241520 | 6 | 01/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Danielle Jackson Asp | 6632257 | 1 | 01/28/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aimee Michelle Carlisle | 7241520 | 6 | 01/18/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deo Rampersaud | 7809680 | 5 | 01/15/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Du Kim Nguyen | 6351763 | 2 | 01/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Trey Strickland | 7478008 | 3 | 01/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Deo Rampersaud | 7809680 | 5 | 01/08/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Joseph Redlinger | 6778052 | 6 | 01/01/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Joseph Redlinger | 6778052 | 6 | 12/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aimee Michelle Carlisle | 7241520 | 6 | 12/29/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |