Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amber Nicole Davis | 6544963 | 4 | 11/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anzhelika Kirichenko | 6938895 | 5 | 11/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ikejuan D Alston | 5538209 | 1 | 11/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Ray Smith | 4341452 | 1 | 11/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Douglas Speake | 4384164 | 2 | 11/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anzhelika Kirichenko | 6938895 | 5 | 11/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 13 | 11/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Rachelle Lee | 7304133 | 1 | 11/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Lehman | 7671055 | 1 | 11/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hannah Elizabeth McMillan | 5184502 | 5 | 11/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |