Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hannah Elizabeth McMillan | 5184502 | 5 | 01/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sorle Maaloo | 7270464 | 1 | 01/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Lee Henderson | 7301281 | 2 | 01/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ami Madison Uribe | 7287351 | 1 | 01/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nikhad Teyyubzade | 6938900 | 5 | 01/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natan Meiler | 5546669 | 2 | 01/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Therese M Reinholdt | 7567854 | 9 | 01/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina Marie Lopez | 6528298 | 5 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina Marie Lopez | 6528298 | 5 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Damien Scott Bender | 7698509 | 1 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |