Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Josue Garza | 5956417 | 1 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Daniel Kennedy | 7318786 | 1 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Larry J Hill | 2063038 | 1 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert L Stryker | 7229389 | 1 | 02/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colby Anson Hobbs | 7519596 | 1 | 02/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tharon James Buckman | 7453270 | 1 | 02/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Elizabeth Holtmeier | 6866572 | 1 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Therese M Reinholdt | 7567854 | 9 | 02/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 13 | 01/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamee Momai Vang | 6904556 | 1 | 01/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |