Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Marcotte | 7043645 | 3 | 05/29/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gerald Russell Cherra | 6713779 | 5 | 05/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emilee Anna Thomesen | 7408985 | 2 | 05/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Lynn Clark | 7500678 | 3 | 05/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Lee Henderson | 7301281 | 2 | 05/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vicky Wai Hsia | 4110511 | 4 | 05/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Nicole Hollings | 6121904 | 14 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua John Bresler | 7306327 | 1 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lindsay Singletary Borneman | 6261501 | 2 | 04/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hannah Elizabeth McMillan | 5184502 | 5 | 04/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |