Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rhyanne Ila Daniels | 7290676 | 2 | 03/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Candice Ashley Gage | 7357788 | 1 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darcey Flores | 7043794 | 3 | 03/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paula Andrea Morales Lopez | 7443457 | 8 | 03/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yuceli Andrea Guerra | 7671819 | 3 | 03/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Antoneio Adams | 7565350 | 1 | 03/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jeffries Moore | 7462891 | 1 | 03/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cody Daeges | 7374649 | 1 | 02/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Nicole Hollings | 6121904 | 14 | 02/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mele Lupe Vete | 7336032 | 2 | 02/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |