Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darcey Flores | 7043794 | 3 | 04/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teshandell Marie Truehill | 7321452 | 1 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Nicole Hollings | 6121904 | 14 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Nicole Hollings | 6121904 | 14 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 13 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Trey Strickland | 7478008 | 3 | 03/31/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Frederick Allen Williams | 2942084 | 9 | 03/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Allen Williams | 2942084 | 9 | 03/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kierston Marie Bailey | 7484683 | 1 | 03/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yuceli Andrea Guerra | 7671819 | 3 | 03/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |