Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Allen Williams | 2942084 | 9 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abhishek Dhage | 7724122 | 2 | 08/23/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paula Andrea Morales Lopez | 7443457 | 8 | 08/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paula Andrea Morales Lopez | 7443457 | 8 | 08/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paula Andrea Morales Lopez | 7443457 | 8 | 08/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paula Andrea Morales Lopez | 7443457 | 8 | 08/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mele Lupe Vete | 7336032 | 2 | 08/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel William Grant | 6723344 | 1 | 08/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Nicole Hollings | 6121904 | 14 | 07/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Nicole Hollings | 6121904 | 14 | 07/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |