Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristy Nicole Hollings | 6121904 | 14 | 11/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Ann Johnson | 4158875 | 2 | 11/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Marie Esswein | 4479342 | 2 | 11/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 13 | 10/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karina J Betka | 3061403 | 3 | 10/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karina J Betka | 3061403 | 3 | 10/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 13 | 09/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abhishek Dhage | 7724122 | 2 | 09/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Lynn Clark | 7500678 | 3 | 09/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ana Laura Sanchez | 7566518 | 1 | 09/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |