Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zishan Siddiq | 6744641 | 1 | 01/17/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Drew C Bergmann | 7170609 | 1 | 01/15/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Edward Martin | 7063242 | 1 | 01/06/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew John Brandon | 6299534 | 1 | 12/21/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Ryan Gill | 6506066 | 1 | 11/22/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elaine Michelle Giese | 6425880 | 1 | 11/10/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Thomas Moake | 6682958 | 1 | 09/02/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dustin Alan Ellison | 5096648 | 1 | 06/12/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Joseph Weworski | 7149246 | 1 | 06/12/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Kevin Capuano | 6855034 | 1 | 03/24/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |