Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Megan Ann Aarons | 6005943 | 3 | 10/31/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Jung | 5990538 | 1 | 10/07/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derrick Wade Odom | 7341828 | 1 | 10/06/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerry Eugene Mattler | 6865299 | 2 | 08/14/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Guinn | 7062923 | 1 | 07/24/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justus Bryce | 6542253 | 1 | 04/07/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Summer Bethune | 7205530 | 3 | 03/29/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Austin Shinn | 7397069 | 1 | 03/23/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary David Babcock | 6642512 | 1 | 01/24/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Robinson | 7302645 | 1 | 01/20/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |