Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seamus Brett Rowan | 5296437 | 1 | 08/15/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alessandra Fahy | 7733371 | 1 | 07/26/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| MacIel Ian Bryce Porrao | 6752182 | 1 | 07/18/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Phillip Smith | 6748526 | 2 | 05/22/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Phillip Smith | 6748526 | 2 | 04/01/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerry John Runquist | 5114496 | 1 | 02/27/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Connor James Hutchinson | 7680003 | 1 | 02/05/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brennan M Sarver | 6971846 | 1 | 01/27/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler Nicholas Hautamaa | 7257471 | 1 | 11/15/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| McKenzie Moore | 7678105 | 1 | 08/14/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |