Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary James Housman | 2620935 | 2 | 09/23/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lavelle Knight | 811522 | 2 | 07/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |