Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erika Alexandra Greathouse | 6511989 | 1 | 09/25/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Antoinette Marie Jones | 4188269 | 1 | 07/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nola Annette Crooks | 6848233 | 1 | 05/31/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Adam Greenhut | 3235071 | 3 | 03/24/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Matthew McAndrews | 4240549 | 2 | 03/01/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Lane | 6750690 | 1 | 01/22/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura Jean Brown | 6240000 | 1 | 12/29/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Reymundo Contreras | 6878786 | 1 | 11/22/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derrick Enzo Ricci | 3213523 | 1 | 11/17/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Paul Judge | 2641874 | 1 | 09/29/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |