Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Eric Goldman | 6971545 | 1 | 03/29/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amanda Sarha Brown | 6440615 | 1 | 03/11/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Jay Pando | 6488881 | 2 | 02/01/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kyle Christopher Busche | 6444937 | 1 | 01/17/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brenden Joseph Royere | 7814824 | 1 | 12/18/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy A Jordan | 7240760 | 1 | 11/25/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Louis Hopkins | 6928013 | 1 | 10/12/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Ward Peetz | 6185037 | 1 | 08/11/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ari Ben Spector | 7513747 | 1 | 07/14/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Colin Joseph Gale | 6019050 | 1 | 06/26/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |