Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Kyle Watson | 5442750 | 1 | 03/02/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eiji G Hishida | 3024028 | 1 | 02/18/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Allen Fawcett | 4260437 | 1 | 12/22/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Dwayne Warnock | 4997093 | 1 | 12/21/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robin Roden | 4636283 | 1 | 12/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon Eric Richardson | 5734878 | 1 | 09/28/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Mark Rathbun | 6541949 | 1 | 08/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Allen Bohnett | 5862012 | 1 | 07/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Lamandia | 4841009 | 1 | 04/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lutricia Andrea Kyle | 4576918 | 2 | 04/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |