Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darren Benjamin Stance | 2605884 | 1 | 05/25/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl August Orn | 5529902 | 1 | 04/25/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyrone Cornell Gibson | 2085501 | 1 | 02/10/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mickale Weshon Gilbert | 6248829 | 1 | 12/13/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Edward Wagner | 5328165 | 1 | 12/06/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Corry Hunt | 6142728 | 1 | 11/12/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth James Cardenas | 6089868 | 1 | 10/28/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ernesto Escamilla | 7283188 | 1 | 09/10/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Keith Frost | 5416337 | 1 | 08/31/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Edison Lignugaris | 6581787 | 1 | 07/27/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |