Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Than Myint | 6662412 | 2 | 02/16/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew T Gordon | 6801728 | 2 | 02/13/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heather B Renshaw | 4313344 | 1 | 12/29/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lindsay Sharon Thompson | 7050277 | 1 | 09/27/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michele D Barner | 4208130 | 2 | 09/21/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amy M Durgan | 2909200 | 1 | 06/22/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rebecca Ryan Melia-Vinderslev | 5427186 | 1 | 06/13/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Christopher Gunn | 3274222 | 1 | 06/13/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Garcia | 7438340 | 2 | 05/28/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clinton Jeffrey Cowles | 5900488 | 2 | 05/27/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |