Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christiaan Robbin Cuevas-Andrews | 2969617 | 3 | 08/06/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mae Dean Patton | 7262288 | 1 | 07/07/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Brown | 5881601 | 1 | 04/24/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Myers | 6116952 | 1 | 04/11/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Calan Drew Olson | 7662300 | 2 | 04/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Leigh Blackburn | 7190765 | 1 | 12/29/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Miguel J Alvarez | 5854995 | 1 | 12/19/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Michael Milligan | 6307391 | 1 | 12/07/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle Lynn Jones | 6940491 | 1 | 12/03/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Asad Ali | 5428258 | 1 | 10/24/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |