Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacob Nordquist | 7667348 | 1 | 05/18/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bernard Dino Martino | 5548600 | 1 | 05/07/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cameron Hale Irwin | 7365077 | 1 | 08/16/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Adams | 4376491 | 1 | 08/13/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jared Paul Herbert | 5749523 | 1 | 08/02/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lavor Kareen Holmes | 6182284 | 2 | 05/20/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chrys Papachristou | 6721074 | 1 | 04/05/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heather Dawn O'Leary | 4855247 | 1 | 01/16/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Natan Meiler | 5546669 | 2 | 05/22/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brett Michael Carter | 7336867 | 1 | 04/12/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |