Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan Baker | 6824429 | 2 | 01/17/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Richard Kimberling | 7363225 | 1 | 01/11/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Megan Ann Aarons | 6005943 | 3 | 01/06/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ranika Marte Pitre | 5084557 | 1 | 12/17/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Patrick Laincz | 5347011 | 1 | 11/11/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tristan Thomas Henderson | 5841537 | 1 | 11/01/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Daniel Pleiss | 7851651 | 1 | 10/30/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sarah Lynn Crane | 6897778 | 1 | 10/18/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesse Ramos | 4857626 | 1 | 09/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Young | 5995389 | 1 | 08/22/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |