Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Charles Ratti | 5620178 | 1 | 08/18/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Russell Bishop | 6964472 | 2 | 07/28/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Ann Bailey | 6726232 | 1 | 07/21/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Mark Gruber | 6346428 | 2 | 07/09/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Russell Bishop | 6964472 | 2 | 07/04/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Braden Thomas Silverman | 6265281 | 1 | 06/01/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle Jeannette Flamm | 7133908 | 1 | 05/22/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lindsay Dyan Whitfield | 6292047 | 1 | 03/28/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Benjamin Teyechea | 4717207 | 1 | 02/28/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel James Hogan | 6169495 | 1 | 02/26/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |