Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael P Roberts | 4013868 | 1 | 04/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Scott Reisert | 6767220 | 2 | 03/26/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Calan Drew Olson | 7662300 | 2 | 03/15/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Anibar Sorto | 5517018 | 1 | 02/27/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Julio Adrian Contreras | 6541182 | 1 | 02/08/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maximilian Thomas Lyon | 6255672 | 2 | 12/18/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicolas Ryan Cristofano | 6630765 | 1 | 11/22/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Paul Masci | 6444361 | 1 | 10/04/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Meryhew | 6857129 | 1 | 09/18/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jordan Baker | 6824429 | 2 | 09/02/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |