Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ayodeji Ogundiya | 6153716 | 1 | 07/03/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Alan Snow | 6732809 | 1 | 06/26/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Du Kim Nguyen | 6351763 | 2 | 06/24/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Doyle McKee | 5005252 | 1 | 04/30/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Mark Gruber | 6346428 | 2 | 04/16/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Carmona | 6600922 | 2 | 03/06/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lane Alexander Abraben | 6799435 | 1 | 01/23/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Christopher Perras | 7403101 | 2 | 01/17/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary Dean Jones | 7127213 | 1 | 01/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randell W Malcomb | 3194932 | 1 | 10/30/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |