Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Martinez | 6881377 | 2 | 03/17/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stacy Marie Christensen | 7294955 | 1 | 01/24/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Richard Myren | 6865461 | 1 | 01/14/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brock Hickman Theophilus | 6848258 | 1 | 10/24/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin David Blaustein | 7336722 | 1 | 09/28/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Dana Katherine Faber | 7289061 | 1 | 08/19/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Peter McCarthy | 7524138 | 1 | 07/07/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Carmona | 6600922 | 2 | 06/13/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Isaac Mims | 6381211 | 3 | 05/19/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cameron L Abelson | 7170919 | 1 | 05/04/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |