Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Foster | 7546590 | 2 | 02/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark H Brunco | 2588816 | 4 | 02/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Diane Hess | 7503319 | 1 | 02/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark H Brunco | 2588816 | 4 | 01/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vanessa Kirker Castillo | 2962326 | 3 | 01/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 13 | 01/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anush Patel | 7727245 | 1 | 12/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Nicole Hollings | 6121904 | 14 | 11/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Ann Johnson | 4158875 | 2 | 11/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Marie Esswein | 4479342 | 2 | 11/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |