Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Elliot Siegel | 7368651 | 2 | 04/13/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon C Russell | 6642669 | 2 | 01/01/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jan James Schiedel | 1944868 | 2 | 01/13/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Lee Pedersen | 2814317 | 1 | 11/07/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ira A Nitzkin | 1136040 | 3 | 07/11/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Defilippis | 1241288 | 2 | 03/23/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Brian Snyder | 2369893 | 2 | 12/20/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Darryl Newton Sloan | 1805258 | 1 | 06/01/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ira A Nitzkin | 1136040 | 3 | 01/10/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Liz Ann Sonders | 2048799 | 1 | 02/03/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |