Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denise Berryhill Davis | 3093487 | 4 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua S Griffin | 6685288 | 1 | 11/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Michael Coene | 6289776 | 1 | 10/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vincenzo Anthony Fresquez | 6516089 | 1 | 10/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Renee Arkfeld | 3089121 | 1 | 10/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Juanita Stoll | 2232986 | 1 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Moore Reel | 6419675 | 1 | 10/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory J Williams | 6358969 | 1 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenda F Bautista | 3264047 | 1 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Dale Shupe | 2152986 | 2 | 06/13/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |